Investment Compliance Data Jobs

1 job found

23d ago

Lead Compliance Systems/Data Analyst

Yoh, A Day & Zimmermann Company Boston, MA 🇺🇸 Remote

Boston, MA

23d ago

$56 - $80/hr Full time Python Analyst Analytics

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Job Description

Benefits

Medical, Prescription, Dental & Vision Benefits (for employees working 20+ hours per week)
Health Savings Account (HSA) (for employees working 20+ hours per week)
Life & Disability Insurance (for employees working 20+ hours per week)
MetLife Voluntary Benefits
Employee Assistance Program (EAP)
401K Retirement Savings Plan
Direct Deposit & weekly epayroll
Referral Bonus Programs
Certification and training opportunities

Location: Boston, MA (remote). This long term role offers remote work and the opportunity to influence data readiness and compliance across investment platforms.

Overview

We are seeking a Lead Compliance Systems/Data Analyst to support compliance monitoring, investment guideline management, and data readiness across investment management platforms. This role focuses on ensuring accurate, complete, and timely data is available to support compliance rules, surveillance processes, and regulatory requirements. The successful candidate will work closely with compliance, investment operations, data management, and technology teams to support ongoing integration.

Responsibilities

Partner with compliance teams to identify data requirements supporting investment guideline monitoring and regulatory oversight.
Analyze and validate data used within compliance and investment management platforms.
Ensure accurate data flows across security master, reference data, order management, and compliance systems.
Investigate and resolve data quality issues impacting compliance monitoring.
Support implementation and enhancement of compliance related workflows and controls.
Assist with requirements gathering, documentation, testing, and process improvement initiatives.
Coordinate with business and technology stakeholders to ensure data availability and integrity.
Produce reporting and analysis supporting compliance operations and audits.

Requirements

5+ years of experience within investment management, asset management, compliance operations, or financial services.
SQL, data analysis, and data governance experience.
Strong understanding of investment data and operational workflows.
Experience supporting compliance programs and regulatory reporting requirements.
Excellent analytical and problem solving skills.
Strong communication and stakeholder management capabilities.

Technologies

SQL
Python
Charles River
Aladdin
Sentinel

Compensation

Hourly rate: USD 56.00 – 80.00

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