Securities Regulation Data Jobs

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1mo ago

Data Analyst - Surveillance

NASDAQ Philadelphia, PA

Philadelphia, PA

1mo ago Closed

Full time Data Analysis Data Analytics Securities Regulation

This position is no longer accepting applications (closed Oct 27, 2026).

Job Description

Support Nasdaq’s Market Regulation team in Philadelphia by analyzing trading and assisting options surveillance to help uphold market integrity and regulatory compliance.

Responsibilities

Conduct post-trade options surveillance and support surveillance reviews across targeted products and order types
Monitor real-time trading activity and review account transactions to support market integrity and regulatory compliance
Assist with identifying unusual trading patterns and responding to market participant inquiries under team guidance
Learn to extract and analyze trading data to support regulatory referrals and help optimize surveillance parameters

Requirements

Currently pursuing or recently completed a Bachelor’s degree in Business, Finance, or a related field; or up to 2 years of relevant work experience
Eagerness to learn and grow in a regulated and fast-paced financial environment
Analytical mindset with interest in data, trading activity, and market behavior
Strong written and verbal communication skills and ability to work collaboratively within a team
Basic proficiency in Excel; familiarity with data querying or analysis is a plus

Technology

Excel

Nice to Have

Experience or coursework related to securities markets, financial regulation, or compliance
Exposure to data tools or query languages used in analysis and reporting
Strong organizational skills and attention to detail when reviewing large datasets

Benefits

401(k) program with 6% employer match
Employee Stock Purchase Program with 15% discount
Student loan repayment program up to $10k
Company paid life and disability plans
Generous paid time off
Comprehensive medical, dental, and vision coverage
Health spending account with employer contribution
Paid flex days to support mental wellbeing
Gym membership discounts
Paid parental leave
Fertility benefits
Paid bereavement leave
Company gift matching program
Employee resource groups
Paid volunteer days
Education Assistance Program
Robust job skills training and Professional development opportunities

Location: Philadelphia, PA (hybrid)

Education: Bachelor’s degree in Business, Finance, or a related field

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