Compliance Risk

Compliance Risk Data Jobs

2 jobs found

7d ago

Compliance Data Scientist

Barclays New York, NY

New York, NY

7d ago

$140k - $155k/yr Full time Analytics Business Intelligence Compliance

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Job Description

The Compliance Data Scientist at Barclays in New York applies data analytics, statistics, and machine learning to support Conduct Risk, AML, and Market Surveillance, developing data pipelines, models, dashboards, and actionable insights for risk management.

Location

New York, NY (onsite)

Salary

USD 140,000 - 155,000 per year

Responsibilities

Identify, gather, and extract data from diverse internal and external sources.
Clean, wrangle, and transform data to ensure quality and suitability for analysis.
Build and maintain efficient data pipelines for automated data acquisition and processing.
Design and deploy statistical and machine learning models to analyze patterns, trends, and relationships in data.
Develop and implement predictive models to forecast outcomes and identify risks and opportunities.
Partner with business stakeholders to uncover data-driven opportunities and add value through data science.

Technologies

Graph databases
Network Link Analytics

Benefits

Incentives pursuant to Barclays Employee Referral Program

What will you be doing?

Apply mathematics and statistics to analyze data for identifying, measuring, and preventing Conduct Risk.
Support Financial Crime AML efforts from Transaction Monitoring optimization through non-linear optimization to bespoke reports and dashboards that identify unusual customer behavior.
Generate complex insights and actionable management information using Barclays automated dashboard tools, enhancing AML effectiveness.
Collaborate with Barclays Technology teams to improve data quality and structure for Conduct Risk analytics.
Develop innovative methods to extract additional insights from existing data using graph databases and Network Link Analytics approaches.
Engage with stakeholders to identify key problems and needs, staying current with industry developments via research and peer-group meetings.
Utilize data visualization tools to produce performance metrics for Transaction Monitoring processes.
Employ data analytics for root cause analysis, diagnostics, and simulations.
Produce performance metrics for Market Surveillance processes to identify Market Abuse risk.
Use analytics to spot trends that indicate broader Conduct Risk, including Financial Crime and Market Abuse considerations.

Purpose of the role

To apply innovative data analytics and machine learning techniques to extract valuable insights from the bank's data reserves, guiding strategic decision-making, improving operational efficiency, and driving innovation across the organization.

Assistant Vice President Expectations

Advise and influence decision making, contribute to policy development, and collaborate with other functions and business divisions.
Lead a team performing complex tasks, set objectives, coach staff, and assess performance relative to objectives, with accountability for outcomes.
Demonstrate leadership behaviours or lead cross-functional collaborations to deliver high standards across the function.
Consult on complex issues to support resolution of escalated matters for People Leaders.
Identify pathways to mitigate risk and help develop new policies and procedures in support of governance and control goals.
Own risk management and strengthen controls related to the work performed.
Coordinate with related areas to align with organizational objectives and business strategy.
Engage with other areas to stay up to speed with business activity and strategy.
Conduct complex analysis of data from multiple internal and external sources to solve problems creatively and effectively.
Communicate complex information clearly to stakeholders.
Influence stakeholders to achieve outcomes.

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20d ago

Sr. Manager, Data Analyst - Network Compliance

Information Technology Senior Management Forum McLean, VA

McLean, VA

20d ago

$201k - $250k/yr Full time Manager Analyst Analytics

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Job Description

The Sr. Manager, Data Analyst - Network Compliance is a senior risk-management role focused on Capital One's network and merchant businesses, leading the development of a network compliance program aligned with enterprise risk management. This onsite position is based in McLean, VA, with a salary range of USD 200,700 to 249,900 per year and requires a bachelor’s or master’s degree.

Responsibilities

Gain a thorough understanding of the network and merchant business lines and their compliance processes
Identify trends in business and compliance data proactively and recognize network payments compliance risks, including emerging external risks
Work with first and second line functions to assess the existing risk management program framework and its applicability to network and merchant services; educate and influence risk management colleagues and senior leaders on data utilization, including nuanced considerations
Foster strong relationships with Business Risk, Legal, and Audit peers to support ongoing integration of network compliance

Requirements

Bachelor’s degree in a quantitative field plus at least 7 years of data analytics experience, or Master’s degree plus at least 5 years of data analytics experience, with the degree to be completed on or before the scheduled start date
At least 5 years of experience performing professional data analysis
At least 5 years of experience leading and developing with open source data technologies
At least 2 years of experience managing people

Technologies

Python
R
Spark
SQL
Snowflake
AWS
Tableau

Benefits

Health, financial and other benefits that support total well-being
Performance-based incentive compensation, which may include cash bonuses and long-term incentives

Our Ideal Candidate Will Have

A degree specialized in a Science, Technology, Engineering, or Mathematics discipline
Scripting experience in Python, R, Spark, and SQL
Strong interest and experience with data in various forms, including data warehouses/SQL and unstructured data
Experience using and developing within Snowflake services
Excellent organizational skills, results orientation, and a focus on both short- and long-term goals
Proven ability to thrive in a highly regulated industry as well as a fast-paced, entrepreneurial environment
Collaborative, solution-oriented mindset with solid teamwork capabilities and the ability to lead a high-performing team
Highly developed interpersonal, presentation, and communications skills (written and oral) with strategic influencing and negotiation abilities
Capacity to balance independent work with appropriate escalation to and interaction with senior leadership
Team-oriented approach across functions, departments, and job levels, inside and outside the Compliance Department
Commitment to understanding regulatory requirements and the three lines of defense risk-management framework to better support stakeholders
Interest in cutting-edge analytical technology and a passion for adopting innovative tools
Strong problem solving and conceptual thinking abilities combined with leadership capability

Preferred Qualifications

Master’s Degree or PhD in Finance, Economics, Statistics, Mathematics, Industrial Engineering, Operations Research, or a related field
At least 4 years of experience with Python, R, Spark, or SQL
At least 1 year of project management experience
At least 1 year of experience with Tableau
At least 3 years of legal, compliance, or risk-management experience, or at least 3 years of regulatory experience in consumer financial services or the payments industry

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Compliance Risk Data Jobs

Compliance Data Scientist

Sr. Manager, Data Analyst - Network Compliance

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